Chapter 1 focused on the developmental stages of Communication and summed up Communication as a complex and dynamic process leading to the evolution of meaning.
The study of communication and mass media has led to the formulation of many theories:structural and functional theories believe that social structures are real and function in ways that can be observed objectively; cognitive and behavioral theories tend to focus on psychology of individuals; interactionist theories view social life as a process of interaction; interpretive theories uncover the ways people actually understand their own experience; and critical theories are concerned with the conflict of interests in society and the way communication perpetuates domination of one group over another .
The earliest theories were those propounded by Western theorists Siebert, Paterson and Schramm in their book Four Theories Of the Press (1956). These were termed "normative theories" by McQuail in the sense that they "mainly express ideas of how the media ought to or can be expected to operate under a prevailing set of conditions and values." Each of the four original or classical theories is based on a particular political theory or economic scenario.
I) CLASSICAL THEORIES
Authoritarian Theory
According to this theory, mass media, though not under the direct control of the State, had to follow its bidding. Under an Authoritarian approach in Western Europe, freedom of thought was jealously guarded by a few people (ruling classes), who were concerned with the emergence of a new middle class and were worried about the effects of printed matter on their thought process. Steps were taken to control the freedom of expression. The result was advocacy of complete dictatorship. The theory promoted zealous obedience to a hierarchical superior and reliance on threat and punishment to those who did not follow the censorship rules or did not respect authority. Censorship of the press was justified on the ground that the State always took precedence over the individual's right to freedom of expression.
This theory stemmed from the authoritarian philosophy of Plato (407 - 327 B.C), who thought that the State was safe only in the hands of a few wise men. Thomas Hobbes (1588 - 1679), a British academician, argued that the power to maintain order was sovereign and individual objections were to be ignored. Engel, a German thinker further reinforced the theory by stating that freedom came into its supreme right only under Authoritarianism.
The world has been witness to authoritarian means of control over media by both dictatorial and democratic governments.
Libertarianism or Free Press Theory
This movement is based on the right of an individual, and advocates absence of restraint.The basis of this theory dates back to 17th century England when the printing press made it possible to print several copies of a book or pamphlet at cheap rates. The State was thought of as a major source of interference on the rights of an individual and his property.Libertarians regarded taxation as institutional theft. Popular will (vox populi) was granted precedence over the power of State.
Advocates of this theory were Lao Tzu, an early 16th century philosopher, John Locke of Great Britain in the17th century, John Milton, the epic poet ("Aeropagitica") and John Stuart Mill, an essayist ("On Liberty"). Milton in Aeropagitica in 1644, referred to a self righting process if free expression is permitted "let truth and falsehood grapple." In 1789, the French, in their Declaration Of The Rights Of Man, wrote "Every citizen may speak, write and publish freely." Out of such doctrines came the idea of a "free marketplace of ideas." George Orwell defined libertarianism as "allowing people to say things you do not want to hear". Libertarians argued that the press should be seen as the Fourth Estate reflecting public opinion.
What the theory offers, in sum, is power without social responsibility.
Social Responsibility Theory
Virulent critics of the Free Press Theory were Wilbur Schramm, Siebert and Theodore Paterson. In their book Four Theories Of Press, they stated "pure libertarianism is antiquated, outdated and obsolete." They advocated the need for its replacement by the Social Responsibility theory. This theory can be said to have been initiated in the United States by the Commission of The Freedom Of Press, 1949. The commission found that the free market approach to press freedom had only increased the power of a single class and has not served the interests of the less well-off classes. The emergence of radio, TV and film suggested the need for some means of accountability. Thus the theory advocated some obligation on the part of the media to society. A judicial mix of self regulation and state regulation and high professional standards were imperative.
Social Responsibility theory thus became the modern variation in which the duty to one"s conscience was the primary basis of the right of free expression.
Soviet Media/Communist Theory
This theory is derived from the ideologies of Marx and Engel that "the ideas of the ruling classes are the ruling ideas". It was thought that the entire mass media was saturated with bourgeois ideology. Lenin thought of private ownership as being incompatible with freedom of press and that modern technological means of information must be controlled for enjoying effective freedom of press.
The theory advocated that the sole purpose of mass media was to educate the great masses of workers and not to give out information. The public was encouraged to give feedback as it was the only way the media would be able to cater to its interests.
Two more theories were later added as the "four theories of the press" were not fully applicable to the non-aligned countries of Asia, Africa and Latin America, who were committed to social and economic development on their own terms. The two theories were:
Development Communication Theory
The underlying fact behind the genesis of this theory was that there can be no development without communication. Under the four classical theories, capitalism was legitimized, but under the Development communication theory, or Development Support Communication as it is otherwise called, the media undertook the role of carrying out positive developmental programmes, accepting restrictions and instructions from the State. The media subordinated themselves to political, economic, social and cultural needs. Hence the stress on "development communication" and "development journalism". There was tacit support from the UNESCO for this theory. The weakness of this theory is that "development" is often equated with government propaganda.
Democratization/Democratic Participant Media Theory
This theory vehemently opposes the commercialization of modern media and its top-down non-participant character. The need for access and right to communicate is stressed. Bureaucratic control of media is decried.
2) MAGIC BULLET/ HYPODERMIC NEEDLE/ STIMULUS RESPONSE THEORY
Before the first World War, there was no separate field of study on Communication, but knowledge about mass communication was accumulating. An outcome of World War I propaganda efforts, the Magic Bullet or Hypodermic Needle Theory came into existence. It propounded the view that the mass media had a powerful influence on the mass audience and could deliberately alter or control peoples' behaviour.
Klapper (1960) formulated several generalizations on the effects of mass media. His research findings are as follows: "Mass-media ordinarily does not serve as a necessary and sufficient cause of audience effect, but rather functions through a nexus of mediating factors and influences. These mediating factors render mass-communication as a contributory agent in a process of reinforcing the existing conditions."
3) TWO STEP FLOW THEORY
In the early 40"s, before the invention of television, Lazarsfeld, Berelson and Goudet conducted an American survey on mass campaigns. The study revealed that informal social relationships had played a part in modifying the manner in which individuals selected content from the media campaign. The study also indicated that ideas often flowed from the radio and newspapers to opinion leaders and from them to the less active sections of society.Thus, informal social groups have some degree of influence on people and mould the way they select media content and act on it.
4) ONE STEP FLOW THEORY
This theory simply stated that mass communication media channels communicate directly to the mass audience without the message being filtered by opinion leaders.
5) MULTI STEP FLOW THEORY
This was based on the idea that there are a number of relays in the communication flow from a source to a large audience.
6) USES AND GRATIFICATION THEORY
This theory propounded by Katz in 1970, is concerned with how people use media for gratification of their needs. An outcome of Abraham Maslow'sHeirarchy of Needs, it propounds the fact that people choose what they want to see or read and the different media compete to satisfy each individual"s needs.
In the hierarchy of needs, there are five levels in the form of a pyramid with the basic needs such as food and clothing at the base and the higher order needs climbing up the pyramid.The fulfillment of each lower level need leads to the individual looking to satisfy the next level of need and so on till he reaches the superior-most need of self-actualization.
The Uses and Gratifications approach reminds us that people use media for many purposes. As media users become increasingly confronted with choices, this approach should direct our attention to the audience. Lull's television research found that families used television for communication facilitation, relationship building, intimacy, and for structuring the day. In general researchers have found four kinds of gratifications:
Riley and Riley (1951) found that children in peer groups used adventure stories from the media for group games while individual children used media stories for fantasizing and daydreaming. The study thus found that different people use the same messages from the media for different purposes.
McQuail, Blumler and Brown suggested the following individual needs categories:
7) SPIRAL OF SILENCE THEORY
Propounded by Elisabeth Noelle-Neumann, this theory states that the media publicizes opinions that are mainstream and people adjust their opinions according to their perceptions to avoid being isolated. Individuals who perceive their own opinion as being accepted will express it, whilst those who think themselves as being a minority, suppress their views. Innovators and change agents are unafraid to voice different opinions, as they do not fear isolation.
8) CONSISTENCY THEORIES (1950s)
Festinger formulated the consistency theories that talked about people"s need for consistency in their beliefs and judgements. In order to reduce dissonance created by inconsistencies in belief, judgments and action people expose themselves to information that is consistent with their ideas and actions, and they shut out other communications.
9) McCOMBS AND SHAW"S AGENDA SETTING THEORY
10) Media Dependency Theory
11) STEPHENSON"S PLAY THEORY
12) MODELING BEHAVIOUR THEORY
13) STALAGMITE THEORIES
14) Diffusion of innovations theory
15) Social learning theory
Theories of mass communication have always focused on the "cause and effects" notion, i.e. the effects of the media and the process leading to those effects, on the audience's mind.Harold Lasswell and Berelson have succinctly expressed this idea. Lasswell's essential question is timeless (1949): "Who says what in what channel to whom with what effects?"Berelson said: "Some kinds of communication, on some kinds of issues, brought to the attention of some kinds of people, under some kinds of conditions, have some kinds of effects." (1949).
Wilbur Schramm stated: "In fact, it is misleading to think of the communication process as starting somewhere and ending somewhere. It is really endless. We are little switchboard centers handling and rerouting the great endless current of information.... " (Schramm W.1954) quoted in McQuail & Windahl (1981)
16) The Osgood and Schramm circular model emphasizes the circular nature of communication.
17) Gerbner's General Model
18) the Shannon-Weaver Model.
Shannon and Weaver produced a general model of communication known after them as the Shannon-Weaver Model. It involved breaking down an information system into sub-systems so as to evaluate the efficiency of various communication channels and codes. They propose that all communication must include six elements:
SourceEncoderChannelMessageDecoderReceiver
This model is often referred to as an " information model" of communication. A drawback is that the model looks at communication as a one-way process. That is remedied by the addition of the feedback loop. Noise indicates those factors that disturb or otherwise influence messages as they are being transmitted
19) Berlo's S-M-C-R Model
Berlo"s SMCR (SOURCE, MESSAGE, CHANNEL, and RECEIVER) model focuses on the individual characteristics of communication and stresses the role of the relationship between the source and the receiver as an important variable in the communication process. The more highly developed the communication skills of the source and the receiver, the more effectively the message will be encoded and decoded.
Berlo's model represents a communication process that occurs as a SOURCE drafts messages based on one's communication skills, attitudes, knowledge, and social and cultural system. These MESSAGES are transmitted along CHANNELS, which can include sight, hearing, touch, smell, and taste. A RECEIVER interprets messages based on the individual's communication skills, attitudes, knowledge, and social and cultural system. The limitations of the model are its lack of feedback
Terms used in the chapter:
Source - http://www.peoi.org/Courses/Coursesen/mass/mass2.html
Chapter 2 focused on the various theories of communication and the effects that the tools of media have on the audiences.
This chapter will focus on the several types of communication classified on the basis of the social group in which it takes place and upon the technical tools used for its facilitation. The various types are:
Intrapersonal Communication
Intrapersonal communication is one-way communication. Individual contemplation, internal reflection, prayers, etc. are types of intrapersonal communication. This type can also be termed as a form of internal persuasion. There are two types of messages, nonverbal and verbal. Examples of nonverbal communication are facial expressions, posture, gestures, tone of voice, touching, spacing and systematic use of time. Verbal communication can be divided into three disciplines; syntactics, semantics, and pragmatics.
In the persuasion context, one person is attempting to induce change in the belief, attitude, or behavior in one other person. For example: Jane persuading her sister Sarah to lend her pearls for Jane’s school party.
In the persuasion context, there are various theories that explain internal communication
Example:
Mary likes to do things in a planned, orderly manner and Joe does not like orderliness in everything. Yet Mary likes Adam, and values their relationship therefore this system is now in imbalance. If Mary would change her attitude about orderliness in everything, this system would be in balance.
When marketers want to persuade their audience to buy a product they must convince them that this is a good action and if their beliefs do not match this action, they must persuade them to change their beliefs. For instance if a health drink is introduced in the market, and some consumers feel that it is really not essential that they switch over to the new product from their usual cereal, the advertisers will have to focus on the fact the health drink contains health benefits such as cholesterol fighting, fat reducing ingredients that their usual cereal lacks.
Information Manipulation Theory (IMT)
Theorist Steve A. McCornack propounded this theory in 1992. This states that a speaker purposefully and covertly violates one of the conversational maxims of quantity, quality, relation and manner with the intention of deceiving his/her listener.
X has an important school project due Wednesday. His professor does not accept late papers. Monday night he went to the soccer match and didn't start on the paper. Tuesday night he browsed the net for information related to the project and managed to almost finish the project. Wednesday morning, X overslept and arrived only after class was over. He goes to see his professor immediately after. How will he answer his professor on why he wasn't in class to turn in his paper? Quantity: "I am sorry professor. I overslept." Quality: "Our power got cut and my alarm didn't go off." Relation: "I've had a really bad week. I had a fight with my roommate, I forgot to pay the electricity bill, the electricity was turned off and my boss has threatened to fire me if I’m late again." Manner: "I badly need to score well in this project. My paper was already finished, I just overslept".
The Inoculation Theory (1961) by William McGuire states that inoculation is used to describe the attribution of greater resistance to individuals or the process of supplying information to receivers before the communication process takes place in the hope that the information would make the receiver more resistant. This theory stresses on the importance of the nature of the presentation of the message. One method involves passive reading in which receivers read the defensive material. Another method is to read the material and underline the passages relating to the arguments presented in the defense. Next, experimenters supply an outline where the defensive material is to be written out. The last method is to write out the arguments without any help.
While arguing about their favorite movies, Damien continues to insist to Joey that the Terminator movies were much better than the Matrix movies. Rank's Model contends that Damien will use one of four main strategies to argue his point to Joey. He will either:
1) Stress the great performances that were given by Terminator lead actor Arnold Schwarzeneger, while pointing out the acclaim that he received for the movies, OR 2) Stress what he believed was poor acting by Matrix lead actor Keanu Reeves, OR 3) Downplay the weak points of the Terminator movies, OR 4) Downplay the terrific performance by the Matrix actors.
Mass Communication
Mass Communication represents the creation and sending of a homogeneous message to a large heterogeneous audience through the media. Mass communication studies the uses and effects of the media by many as opposed to the study of human interaction as in other communication contexts.
Group communication has now been extended by the tools of mass communication: the press, radio, television, video and cinema. A lot of discussion has been generated on the ‘power’ of the mass media (termed by Daniel Learner as ‘mobility multipliers’ and by Schramm as ‘magic multipliers’). A mass media, according to Schramm, is essentially a working group organized around some device for circulating the same message, at about the same time to large numbers of people. Mass media are founded on the idea of mass production and mass distribution.
Functions of The Mass Media
The following are the basic functions performed by the mass media:
Effects
The word ‘effects’ connotes different meanings for different people. For e.g. a sociologist talks about ‘social effects’. A psychologist has ‘psychological effects’ in mind while employing the term; an anthropologist - ‘cultural effects’, the advertiser - the ‘market effects’ and so on.
Bernard Berelson arrived at the conclusion that ‘some kinds of communication on some kinds of issues, brought to the attention of some kinds of people under some kind of conditions have some kinds of effects’.
Theories Of Media Effects
McLuhan’s theory did not find total support. Joseph Klapper and other theorists believed in the reinforcement function of mass media. Only after reinforcing existing values and attitudes can programmes of the media be popular with the majority of social groups interested in perpetuating their own traditions and status.
Narcosis
Lazarsfeld and Merton held that the mass media could not be relied upon to work for changes, even minor ones, in the social structure. They perceived in mass communication a ‘narcotising dysfunction’ that distracts and prevents audiences from facing real problems. Exposure to a flood of information serve to narcotize rather than energize the average audience.. This theory is now outdated as the media today have a galvanizing effect in bringing about many revolutionary changes example, bringing about an end to the Vietnam War, bringing about Nixon’s exit through Watergate exposure etc.
Catharsis
Corruptive
source - http://www.peoi.org/Courses/Coursesen/mass/mass3.html